SB 111 (2005): relative to persons conducting securities broker-dealer and investment advisor businesses.

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BibTeX: @misc{bill-2005-sb111, title = {SB 111 (2005): relative to persons conducting securities broker-dealer and investment advisor businesses.}, howpublished = {Granite Record}, url = {https://graniterecord.org/bill/2005/sb111}, note = {Accessed 24 Oct. 2026} }

SB 111 (2005)

relative to persons conducting securities broker-dealer and investment advisor businesses.

Status: Signed into law
Term: 2005-2006
House committee: Commerce
Senate committee: Banks and Insurance
Subject: Banking and Finance
Chapter law: 224

The Story

It was introduced on January 6, 2005 and referred to the Senate Banks and Insurance committee. The committee held a public hearing on February 1, 2005. The committee recommended that the Senate pass it. On March 17, 2005 the Senate voted to pass it on a voice vote and ordered it to a third reading. On March 17, 2005 the Senate voted to pass it. It crossed to the House on March 23, 2005 and was referred to the House Commerce committee. The committee held a public hearing on April 19, 2005. The committee held work sessions on May 12, 2005 and May 19, 2005. The committee voted unanimously, 18–0, to recommend that the House pass it with changes, and the report was placed on the consent calendar. On June 1, 2005 the House voted to pass it with changes. On June 9, 2005 the Senate adopted “Senator Flanders Concur with House Amendment” on a voice vote. The bill was enrolled on June 29, 2005 — the final check of the text before it goes to the governor. The governor signed it on July 5, 2005, making it Chapter 224 of the session laws. It took effect on January 1, 2006.

Hearings and Sessions

February 1, 2005, 10:45 AM: hearing, Senate Banks and Insurance, LOB 102
April 19, 2005, 10:00 AM: hearing, House Commerce, RM302,LOB
May 12, 2005, 11:00 AM: subcommittee work session, House Commerce, RM302,LOB
May 19, 2005, 9:55 AM: subcommittee work session, House Commerce, RM302,LOB

Votes

March 17, 2005, Senate: Ought to Pass — voice vote, passed
June 9, 2005, Senate: Senator Flanders Concur with House Amendment — voice vote, passed

The Docket

January 6, 2005: Introduced and Referred to Banks and Insurance
February 1, 2005: Hearing; February 1, 2005, Room 102, LOB, 10:45 a.m.; SC5
March 10, 2005: Committee Report; Ought to Pass, [03/17/05]; SC11
March 17, 2005: Ought to Pass, MA, VV; OT3rdg
March 17, 2005: Passed by Third Reading Resolution
March 23, 2005: Introduced and ref to Commerce
April 19, 2005: Hearing Apr 19 10:00 RM302,LOB
April 27, 2005: (Subcom: Reps C Clark, Reardon & Kidder)
May 12, 2005: Subcommittee Work Session May 12 11:00 RM302,LOB
May 19, 2005: Subcommittee Work Session May 19 9:55 RM302,LOB
May 24, 2005: Comm Report OTP/AM for June 1 (vote 18-0;CC)
May 24, 2005: Prop Comm Am{1444}
June 1, 2005: Passed with Am
June 9, 2005: Senator Flanders Concur with House Amendment{1444}, MA, VV
June 15, 2005: Enrolled
June 29, 2005: Enrolled
July 5, 2005: Signed by the Governor on 07/05/05; Eff. 01/01/06, Chapter 0224

Laws It Would Change

RSA 421-B:6