HB 753 (2001): relative to exemptions from issuer-dealer licenses for the sale of securities.

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@misc{bill-2001-hb753, title = {HB 753 (2001): relative to exemptions from issuer-dealer licenses for the sale of securities.}, howpublished = {Granite Record}, url = {https://graniterecord.org/bill/2001/hb753}, note = {Accessed 24 Oct. 2026} }

HB 753 (2001)

relative to exemptions from issuer-dealer licenses for the sale of securities.

  • Status: Signed into law
  • Term: 2001-2002
  • House committee: Commerce
  • Senate committee: Insurance
  • Subject: Miscellaneous
  • Chapter law: 194

The Story

It was introduced on February 15, 2001 and referred to the House Commerce committee. The committee held a public hearing on March 27, 2001. The committee held a work session on April 4, 2001. The majority of the committee recommended that the House pass it with changes by a vote of 12–1, and the report was placed on the consent calendar. On April 18, 2001 the House voted to pass it with changes. It crossed to the Senate on May 1, 2001 and was referred to the Senate Insurance committee. The committee held a public hearing on May 16, 2001. The committee recommended that the Senate pass it with changes (amendment 1197). On May 24, 2001 the Senate voted to pass it with changes on a voice vote and ordered it to a third reading. On May 31, 2001 the House voted to agree to the other chamber's changes on a voice vote. The bill was enrolled on June 13, 2001 — the final check of the text before it goes to the governor — and an enrolled bill amendment (1645) was adopted to correct technical errors found after passage. The bill was enrolled on June 26, 2001 — the final check of the text before it goes to the governor. The governor signed it on July 5, 2001, making it Chapter 194 of the session laws. It took effect on July 1, 2001.

Sponsors

Hearings and Sessions

  • March 27, 2001, 10:00 AM: hearing, House Commerce, RM302,LOB
  • April 4, 2001, 9:00 AM: subcommittee work session, House Commerce, RM302,LOB <Rep Marshall>
  • May 16, 2001, 9:30 AM: hearing, Senate Insurance, LOB 101

Votes

  • May 24, 2001, Senate: Ought to Pass with Amendment — voice vote, passed
  • May 31, 2001, House: Concur — voice vote, passed

The Docket

  • February 15, 2001: Introduced and ref to Commerce; HJ20, p287
  • February 20, 2001: Copy to Chairman on 2/20/2001
  • March 27, 2001: Hearing Mar 27 10:00 RM302,LOB
  • April 4, 2001: Subcom Work Session Apr 4 9:00 RM302,LOB <Rep Marshall>
  • April 4, 2001: (Subcom: Reps Marshall, Spiess, T Reardon, D Flanders & Keye)
  • April 11, 2001: Maj Report OTP/AM for Apr 18 (vote 12-1;CC)
  • April 11, 2001: Prop Comm Am{0708}; HC31, p850-851
  • April 18, 2001: Passed with Am; HJ39, p1090-1091 + 1178
  • May 1, 2001: Introduced and Ref. to Insurance
  • May 16, 2001: Hearing; May 16, 2001, Room 101, LOB, 9:30 a.m.; SC23-A
  • May 23, 2001: Committee Report; Ought to Pass with Amendment {1197}, [05/24/01]; SC26, Pg.11
  • May 24, 2001: Ought to Pass with Amendment {1197}, AA, VV; OT3rdg, MA, VV
  • May 31, 2001: House Conc with Senate Am, Rep Hunt MA VV; HJ52, p1560
  • June 12, 2001: Enrolled Bill Amendment {1645}, Adopted
  • June 13, 2001: Enrolled Am{1645}, Adopted; HJ61, p1758
  • June 26, 2001: Enrolled; HJ61, p1762
  • June 26, 2001: Enrolled
  • July 5, 2001: Signed by the Governor on 7/5/2001 Eff: 7/1/2001 Chap: 0194

Laws It Would Change

From the General Court